DriveWealth Outage History

We have been working closely with DTCC throughout today's Market Disruption Event and expect all NSCC and DTC settlement activity to proceed as standard. Our systems remain fully operational and were not impacted at any point during this event.

Resolved – Early Session API Order Execution Delay The issue affecting early session API order execution delays has been resolved as of 5:00 AM ET. All impacted orders have been processed and returned to normal operation. We are conducting a full post-incident review and will provide a Root Cause Analysis (RCA). We appreciate your patience and apologize for any inconvenience this may have caused. For questions or concerns, please contact the Partner Support team.

Resolved – API response Impact The issue affecting API responses has been resolved as of 7:26 AM ET. All impacted services have returned to normal operation. We are conducting a full post-incident review and will provide a Root Cause Analysis (RCA) We appreciate your patience and apologize for any inconvenience this may have caused. For questions or concerns, please contact the Partner Support team.

DriveWealth has successfully completed the restoration of all affected account balances as of approximately 12:40 PM ET. We appreciate your patience and apologize for any inconvenience this may have caused. Please contact the Partner Support team if you have any questions.

The technical issue impacting settlement report generation between has been resolved. The settlement report should be available by tonight.We appreciate your patience and apologize for any inconvenience this may have caused. Please contact the Partner Support team if you have any questions.

Subject: RESOLVED: Technical Issue – Quotes Endpoint Please be advised that the technical issue affecting the quotes endpoint has been resolved. Our third-party market data provider, ACTIV, has resolved their internal issue, and all DriveWealth data feeds are currently operating normally. Impact Start: 09:05 AM ET Resolution Time: 10:15 AM ET During this window, partners may have experienced stale data on quotes endpoints. We have confirmed that trading and execution services remained unaffected throughout the event. DriveWealth has requested a formal Root Cause Analysis (RCA) from ACTIV to understand the specifics of the disruption and prevent future occurrences. We will share relevant findings with impacted partners as they become available.

Microsoft has resolved the outage impacting their email services. 2FA codes for DriveHub should now be delivered successfully to all Outlook/Microsoft 365 accounts. Users who were previously unable to log in should now be able to receive their codes and access the platform normally. All DriveWealth systems remain fully operational. If you have any questions please contact the Partner Support Team.

API Latency and Timeouts: The technical issue impacting API latency and timeouts between 9:36 AM and 10:17 AM ET has been resolved. We determined the issue was caused by a third-party vendor and actively working with them to investigate the root cause. All systems are currently operating normally. Please be advised that order acceptance and execution were not impacted and continued to operate as expected throughout the incident. Impacted endpoints included: order-history commissions quotes quotes/vdr quotes/depth bars portfolios summary/orders If you have any questions, please contact the Partner Support Team

Subject: Resolved – API Order Cancellation and Order Details Issue The issue affecting API order cancellations and order details has been resolved as of 1:35 PM ET. We have successfully deployed an emergency fix, and order cancellations have been completed and are currently being verified. All impacted services have returned to normal operation. We are conducting a full post-incident review and will provide a Root Cause Analysis (RCA). We appreciate your patience and apologize for any inconvenience this may have caused. Please contact the Partner Support team if you have any questions.

The previously reported issue affecting response times on the bars endpoint has been resolved by our third-party vendor, and response time has returned to normal levels. DriveWealth will provide a Root Cause Analysis (RCA) as soon as we receive the final report from the vendor.

DriveWealth’s Engineering Team has identified an issue affecting certain API response times and timeouts. A temporary workaround has been implemented to mitigate the impact and restore normal API processing. All API functionality, including order acceptance and execution, is operating normally. The Engineering Team continues to investigate the root cause to implement a permanent fix. If you experience any API latency or timeouts, please contact the Partner Support Team for assistance. We will provide further updates as more information becomes available. Impacted endpoints include: order-history * order-history * commissions * quotes * bars * quotes/vdr * portfolios * quotes/depth * summary/orders

DriveWealth’s Engineering Team has identified an issue affecting certain API response times and timeouts. A temporary workaround has been implemented to mitigate the impact and restore normal API processing. All API functionality, including order acceptance and execution, is operating normally. The Engineering Team continues to investigate the root cause to implement a permanent fix. If you experience any API latency or timeouts, please contact the Partner Support Team for assistance. We will provide further updates as more information becomes available. Impacted endpoints include: * order-history * commissions * quotes * bars * quotes/vdr * portfolios * quotes/depth * summary/orders

Subject: API Latency and Timeouts — Systems Operating Normally DriveWealth continues to investigate the earlier reported issue from Monday, October 27 that caused latency and timeouts for the API Quotes, BARS, and Order Summary endpoints between 9:30 AM ET and 10:05 AM ET. Our engineering teams continue working with AWS for further analysis to determine the root cause. At this time, all DriveWealth systems are operating normally. We will provide additional updates as more information becomes available. If you continue to experience any latency or timeout issues, please reach out to the Partner Support Team for assistance.

Subject: Resolved – API Response 500 Errors The issue affecting API processing has been fully resolved as of 6:07 AM ET. All impacted services, including early session order release, API order processing, and API endpoint availability, have returned to normal operation. The incident was related to an AWS outage impacting multiple services (https://health.aws.amazon.com/health/status). AWS resolved the underlying issue at approximately 5:27 AM ET, after which DriveWealth engineering teams executed mitigation steps and confirmed recovery. We are conducting a full post-incident review and will provide a Root Cause Analysis (RCA). We appreciate your patience and apologize for any inconvenience this may have caused. For any questions or concerns, please contact the Partner Support team.

Issue Resolved – Account Summary Endpoint Latency/Timeouts The technical issue affecting the Account Summary endpoint, which may have caused increased latency or timeouts, has now been resolved. Our engineering team identified the root cause of the recurrence and has implemented a fix. System performance has returned to normal, and we will continue to monitor the service closely to ensure ongoing stability. Thank you for your patience while we worked to address this issue. A Root Cause Analysis (RCA) will be shared once our internal review is complete. If you have any further questions, please contact the Partner Support team.

Beginning of Day processing is complete for all extended hours partners. All systems are operating normally.

The slack outage has been resolved and communications can be directed to normal channels. We apologize for any inconvenience this issue may have caused.

All execution reports for the previously reported issue have been delivered to partners. Partners with any questions related to the incident can contact their relationship manager.

All previously impacted orders have been cancelled and partners have been sent standard cancellation messages for each. Partners or their clients can re-submit the cancelled orders as new orders. If the new execution price is inferior to today's official opening price, Partners may provide details of the original and disadvantaged orders to DriveWealth support by noon ET on Monday, February 10. DriveWealth will evaluate and provide a credit to the account for the difference where appropriate.

The previously reported issue impacting a subset of UAT API responses has been resolved.

DriveWealth has resolved the underlying issue that impacted a subset of API endpoints. The remediation fix has been successfully implemented in the production environment, and all affected APIs are now functioning as expected. Once the root cause has been fully investigated, a Root Cause Analysis document will be shared. We apologize for any inconvenience this may have caused.

The third-party technical issue affecting partners’ ability to log in to Drivehub has been resolved. All systems are now fully operational, and access has been restored.

The previously reported intermittent API order processing delays have been resolved. Partners will be contacted by their DriveWealth Relationship Manager once the analysis of orders impacted by the incident is complete. All DriveWealth systems are operating normally.

The previously reported technical issues impacting API request processing in UAT have been resolved.