There were 6 ComplianceAlpha outages since February 18, 2026 totaling 36h 9m of downtime. Each is summarised below — incident details, duration, and resolution information.
We are currently experiencing delays in publishing certifications within Employee Compliance. Our team is actively investigating the issue.
This incident has been resolved.
The issue has been identified and a fix is being implemented.
ComplianceAlpha is experiencing a delay and intermittent errors in loading the Personal Trading - Holdings page. Support is investigating.
A fix has been implemented and we are monitoring the results.
This incident has been resolved.
The Employee Compliance module is currently experiencing processing delays related to certifications and trade requests. The team is investigating, and no action or re‑submission is needed from users at this time.
This incident has been resolved.
Users may experience issues when attempting to edit existing broker accounts. Our team is currently investigating the matter.
The issue affecting the editing of existing broker accounts has been identified, and a solution is currently being prepared.
The issue affecting the editing of existing broker accounts has been resolved, and the fix is now live in production.
A fix has been implemented and we are monitoring the results.
This incident has been resolved.
In the Employee Compliance (EC) and Control Room (CR) modules, we are experiencing an issue with our vendor that affects the selection of securities in the ComplianceAlpha UI.
This incident has been resolved.
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